Annual Conference

When: Thursday, April 4th 2019

Where: Tampa, Florida (Wyndham Grand Hotel)

WhatWe will discuss topics and themes focused on Compliance, Supervision, and Products

Who Should Attend: Executive Leadership, Product Management, Compliance, and Supervision professionals.  You may find it helpful to attend in pairs from the product / business side and the supervision / compliance side

Type of Firms: We welcome firms from all channels; bank, independence, insurance owned, wire house, RIAs, etc.

Cost: For Broker Dealer and RIA attendees, we cover the cost (flight, hotel, and conference fees)


DDW Conference April 2019