When: Thursday, March 30th 2023
Where: Denver, CO
What: We will discuss topics and themes focused on Compliance, Supervision, and Products
Who Should Attend: Executive Leadership, Product Management, Compliance, and Supervision professionals. You may find it helpful to attend in pairs from the product / business side and the supervision / compliance side
Type of Firms: Firms from all channels; bank, independence, insurance owned, wire house, RIAs, etc.
Cost: For Broker Dealer and RIA attendees, we cover the cost (flight, hotel, and conference fees)